Cathay Securities Corporation changes internal audit officer

2007-10-30

1.Type of personnel changed (please enter: spokesperson, acting spokesperson, financial officer, accounting officer, research and development officer, or internal audit officer):internal audit officer 2.Date of occurrence of the change:2007/10/30 3.Name, title, and resume of the replaced person:Min Hsiung Chien Cathay Securitites Corporation Auditing Department audit officer 4.Name, title, and resume of the replacement:Yu Ling Lin Capital Securitites Corporation Auditing Department Supervisor 5.Reason for the change:position change 6.Effective date:2007/11/21 7.Contact telephone number of the replacement:02-23269721 8.Any other matters that need to be specified:none